欧盟碳配额现货与期货价格关系及对中国的借鉴

基于欧盟碳市场配额现货与期货的发展经验和对我国统一碳市场建设的借鉴,本文以2005-2012年欧盟碳排放权交易体系(EU ETS)欧盟配额的现货和期货价格为样本研究二者之间的关系。本文运用单位根检验(ADF检验)的方法验证现货与期货价格的序列平稳性,并在序列平稳的前提下基于协整理论研究现货价格与期货价格的长期均衡关系,反映了二者间的静态关系。但短期内这一静态关系并不成立,反而表现出一定的动态性,短期价格的变动能够真实地反映市场需求,对价格的形成起着重要作用,因而采用向量误差修正模型重点研究二者间的短期动态关系。研究表明:1碳现货价格与期货价格间有着不同程度的影响,二者存在长期均衡,但短期内受市场特定因素的影响,二者又有所偏离;2期货价格反应灵敏,偏离均衡后调整速度快于现货,而且期货的滞后期价格对现货价格影响显著,这更加突显了碳期货的价格发现作用;3期货市场涉及了投资者对市场的预期和判断,较现货交易包含了更多的投机性,价格更为灵活,波动频繁,增加了市场风险。最后,根据结论对我国碳市场建设提出一些启示和建议:针对现货与期货价格之间的动态关系,应当积极开发和利用碳期货市场,通过期货的价格发现功能形成合理碳价,同时需要增强期货市场与现货市场的透明度,实现信息的传递与分享,最终实现期货市场对现货市场的补充和完善;为规避期货价格的波动性所带来的风险,需要建立一套完善的风险防控体系,在风险可控的前提下利用期货价格对市场进行预期,及时引导市场价格,形成完善的价格机制,为全国统一碳市场建设提供价格基础。     

A study on the factor market distortion and the carbon emission scale effect of two-way FDI

Based on the data of 30 Chinese provinces for the period from 2004 to 2015, this paper expounds the carbon emissions effect of two-way foreign direct investment (FDI) from the perspective of scale effect and factor market distortions. This study uses Kaya identity to decompose carbon emission and construct simultaneous equations model to empirically examine the factor market distortion and the carbon emission scale effect of two-way FDI. The results show that the inward foreign direct investment (IFDI) increase regional carbon emission through scale effect and also exacerbates factor market distortion in China, whereas the outward FDI trends reduce carbon emission and reduces factor market distortions in China. The study also shows that human capital, research and development (R&D), trade openness, and capital accumulation are important determinants of two-way FDI. Therefore, the study proposes that IFDI policies should focus on acquiring green technologies. In addition, the domestic enterprises should be encouraged to participate in global business.     

基于SD和CLUE-S模型的区域土地利用变化对土壤有机碳储量影响研究

土地利用/土地覆被变化改变土壤呼吸条件,进而对土壤有机碳储量变化产生影响,而土壤有机碳储量则是影响农业可持续发展和全球碳平衡领域的重要因素。以上海市崇明岛为例,运用系统动力学模型(System Dynamics Model)预测2020、2030年土地利用需求变化,结合CLUE-S模型(Conversion of Land Use and its Effects at Small region extent Model)得出各种用地类型的空间分布,并引用碳密度法估算三种发展幕景下土地利用变化对土壤有机碳储量的影响。结果表明:2030年三种发展幕景土壤有机碳储量分别为:低速发展幕景为3 093.03×106kg,惯性发展幕景为3 079.47×106kg,高速发展幕景为3 059.81×106kg;研究期内土壤有机碳储量呈现缓慢下降趋势,但人类活动对其扰动较小;SD和CLUE-S耦合模型可以从时间和空间两方面对土壤有机碳储量进行模拟,具有可行性;建议通过加强城镇用地集约利用、农田保护、林地建设来减少人为活动对土壤有机碳储量的影响。     

庐山不同森林植被类型土壤碳库管理指数评价

土壤碳库管理指数(CPMI)是表征土壤碳库变化的一个重要量化指标,能够反映土壤的碳库变化和碳库质量。选取庐山8种森林植被类型土壤为研究对象,对其土壤有机碳库特征及碳库管理指数进行系统研究。结论表明:(1)土壤有机碳(SOC)主要分布于0~20 cm土层中,随着土层深度增加,不同森林植被类型下SOC含量急剧下降;在0~60 cm土层中,不同森林植被类型下SOC含量的平均值排序为:马尾松林常绿阔叶林灌丛针阔混交林常绿-落叶混交林黄山松林落叶阔叶林竹林。(2)不同森林植被类型下活性有机碳(ASOC)含量为0.24~0.57 g·kg–1,总有机碳(TOC)含量为9.72~14.74 g·kg–1,土壤碳库指数(CPI)为1.63~2.48,碳库活度(A)为0.019~0.062,碳库活度指数(AI)为0.388~1.265。不同森林植被类型下ASOC含量排序:落叶阔叶林黄山松林常绿-落叶阔叶混交林灌丛针阔混交林常绿阔叶林竹林马尾松林;不同森林植被类型下ASOC/TOC(%)排序:落叶阔叶林黄山松林常绿-落叶阔叶混交林竹林灌丛针阔混交林常绿阔叶林马尾松林;不同森林植被类型下CPMI排序为:落叶阔叶林黄山松林常绿-落叶阔叶混交林灌丛针阔混交林常绿阔叶林竹林马尾松林。     

中国国际贸易隐含碳文献比较研究

贸易中的隐含碳流动对中国的二氧化碳排放具有重要影响。从现有的文献来看,尽管出现了大量的针对中国贸易中隐含碳的相关研究,但由于数据及方法的不同,结果之间存在较大差异,很大程度上影响了研究结果的科学性和应用价值。本文对现有的中国国际贸易隐含碳文献进行了比较研究,结果发现:不同研究得出了相对一致的结论,但在隐含碳的具体数量上差异巨大。定性来看,中国是一个隐含碳净出口国,净出口量呈现出逐年增加的趋势。定量来看,1997-2007年,中国隐含碳出口量从3.1-8.8亿t增长到17.2-30.2亿t二氧化碳;隐含碳进口量从1.0-7.0亿t增长到5.8-16.5亿t二氧化碳;隐含碳净出口量从1.8-7.3亿t增长到11.4-22.6亿t二氧化碳;隐含碳净出口量占国内总排放量的比重由5%-20%增长到17%-30%。贸易中隐含碳核算结果的不确定性主要来自三个方面:核算方法产生的不确定性、数据融合产生的不确定性以及原始数据引入的不确定性。总体来看,多区域投入产出模型的研究结果相对稳定,可重复性较高;从数据精度和数据可获得性方面考虑,40个左右的部门分类可以取得较为理想的结果:把中国划分为多个区域研究国际贸易中的隐含碳在理论上更加可靠。国家气候变化对外谈判和国内减排目标的实现都需要对碳排放进行精确管理。在未来的研究中,应重视隐含碳核算的不确定性研究,逐步提高隐含碳核算的精度,更好地服务于国家的气候变化政策。     

An analysis of end-of-life terminology in the carbon fiber reinforced plastic industry

While many studies and reviews into the practices conducted by industry and academia to recycle and remanufacture carbon fibre-reinforced plastic (CFRP) exist, to date no investigation exists which regards the correctness of the use of the terms recycling and remanufacturing. As such, this paper seeks to analyse the CFRP reuse industry’s attempt to recycle and remanufacture manufacturing waste CFRP and end-of-life (EOL) CFRP with an emphasis on the terminology used to describe these practices. Firstly, this paper presents a justification of the importance of using EOL terminology correctly; outlining the benefits and problems associated with using the correct and incorrect terminology. This paper finds that in the case of CFRP remanufacturing, terminology is being applied incorrectly and in the case of CFRP recycling, particular care should be taken when applying the term recycled to CFRP or stating that CFRP has been recycled. Further, this paper proposes new terminology (in keeping with EU directives) which could be adopted by industry and academia working in this area. This paper also finds that in the case of remanufacture, CFRP is incapable of being remanufactured.     

居民生活用电碳排放交易机制研究

个人排放交易被认为可以促进居民参与碳减排,但是因其减排收益难以覆盖高昂的建立和运行成本,降低了公众接受度。本文提出除了考虑碳减排的收益外,更需要关注个人排放交易机制的教育价值、形成正确的激励以及鼓励创新的价值,并提出可以基于当前国内多地实行的阶梯电价制度,利用电力系统现有的用户网络和账户系统,建立居民生活用电碳排放交易机制,以降低成本并实现上述价值。在此基础上,就居民生活用电碳排放交易机制的配额设定与分配、配额交易以及清缴问题做了细致的分析,并提出绿色电力作为补充电力可以免费获得碳配额以促进绿色消费。同时,比较分析了在居民生活用电交易机制和阶梯电价制度下,不同居民家庭以及电力公司的用电成本(收益),指出了其在形成正确的激励方面的作用。最后指出在条件成熟的情况下,居民生活用电碳排放交易机制可以扩展到居民的其他能源消费领域,以实现更为全面的个人排放交易。     

复合链式结构下中国林业碳库系统测度模型构建

温室气体上升导致的全球气候变暖问题不容忽视,增加森林碳汇和木质林产品碳储是缓解温室效应的有效途径。根据森林碳汇功能与林产品碳储功能的关联理论与模型,推导和改进包括森林子碳库、土壤子碳库及木质林产品子碳库在内的林业碳库核算模型及方法,以实现目标碳从森林碳库向木质林产品碳库的过渡与转移。基于气候变化背景下森林-林产品产业链的发展现状,构建包括森林子碳库和林产品子碳库的复合一体化林业碳库模型,使之为中国林业碳库的计量与评价提供判据。首先,对包含森林子碳库和木质林产品子碳库在内的世界林业碳库的发展现状进行探讨,归纳和比较国内外主流的关联林业碳库评估方法模型,从而对中国林业碳库模型的构建提供理论背景支持和逻辑方法支撑。其次,分析现有中国林业碳库评估存在的优势和弊端,找出适合中国林业特点的国家碳库创新评估路径,运用政府间气候变化专门委员会指定的生产法的思路,通过分析目标碳在林产品产业链生产、加工等过程中的流入和支出,提出创新中国林业碳库的模型构想并对其系统内涵进行分析。最后,赋予中国林业碳库系统模型数学表达,分析其数理结构并进行逻辑演绎,在森林子碳库和木质林产品子碳库两个复合链式体系下构建中国林业碳库系统测度模型(ForestProducts Carbon Model/FPCM)。     

Robust technology policy against emission leakage: The case of upstream subsidies

Asymmetric regulation of a global pollutant between countries can alter the competitiveness of industries and lead to emissions leakage, which hampers countries’ welfare. In order to limit leakage, governments consider supporting domestic trade-exposed firms by subsidizing their investments in abatement technology. The suppliers of such technologies tend to be less than perfectly competitive, particularly when both emissions regulations and advanced technologies are new. In this context of twin market failures, we consider the relative effects and desirability of subsidies for abatement technology. We find a more robust recommendation for upstream subsidies than for downstream subsidies. Downstream subsidies tend to increase global abatement technology prices, reduce pollution abatement abroad and increase emission leakage. On the contrary, upstream subsidies reduce abatement technology prices, and hence also emissions leakage.     

Carbon dioxide emissions from cities in China based on high resolution emission gridded data

Based on the China high resolution emission gridded data (1 km spatial resolution), this article is aimed to create a Chinese city carbon dioxide (CO₂) emission data set using consolidated data sources as well as normalized and standardized data processing methods. Standard methods were used to calculate city CO₂ emissions, including scope 1 and scope 2. Cities with higher CO₂ emissions are mostly in north, northeast, and eastern coastal areas. Cities with lower CO₂ emissions are in the western region. Cites with higher CO₂ emissions are clustered in the Jing-Jin-Ji Region (such as Beijing, Tianjin, and Tangshan), and the Yangtze River Delta region (such as Shanghai and Suzhou). The city per capita CO₂ emission is larger in the north than the south. There are obvious aggregations of cities with high per capita CO₂ emission in the north. Four cities among the top 10 per capita emissions (Erdos, Wuhai, Shizuishan, and Yinchuan) cluster in the main coal production areas of northern China. This indicates the significant impact of coal resources endowment on city industry and CO₂ emissions. The majority (77%) of cities have annual CO₂ emissions below 50 million tons. The mean annual emission, among all cities, is 37 million tons. Emissions from service-based cities, which include the smallest number of cities, are the highest. Industrial cities are the largest category and the emission distribution from these cities is close to the normal distribution. Emissions and degree of dispersion, in the other cities (excluding industrial cities and service-based cities), are in the lowest level. Per capita CO₂ emissions in these cities are generally below 20 t/person (89%) with a mean value of 11 t/person. The distribution interval of per capita CO₂ emission within industrial cities is the largest among the three city categories. This indicates greater differences among per capita CO₂ emissions of industrial cities. The distribution interval of per capita CO₂ emission of other cities is the lowest, indicating smaller differences of per capita CO₂ emissions among this city category. Three policy suggestions are proposed: first, city CO₂ emission inventory data in China should be increased, especially for prefecture level cities. Second, city responsibility for emission reduction, and partitioning the national goal should be established, using a bottom-up approach based on specific CO₂ emission levels and potential for emission reductions in each city. Third, comparative and benchmarking research on city CO₂ emissions should be conducted, and a Top Runner system of city CO₂ emission reduction should be established.